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Form 10-K
GENPACT LTD filed this Form 10-K on 03/01/2019
Document Outline
Entire Document (29402.7 KB)
Subdocument 1 - 10-K - 10-K
Page 1 - UNITED STATES
Page 2 - TABLE OF CONTENTS
Page 3 - Special Note Regarding Forward-Looking Statements
Page 4 - N/A
Page 5 - PART I
Page 6 - Intelligent OperationsTransformation Services
Page 7 - Core industry operations
Page 8 - Capital markets
Page 9 - Global clients
Page 10 - N/A
Page 11 - Service delivery model
Page 12 - FortuneFortune
Page 13 - N/A
Page 14 - Certain Bermuda Law Considerations
Page 15 - N.V. Tyagarajan
Page 16 - Ahmed Mazhari
Page 17 - Item 1A. Risk Factors
Page 18 - Our business depends on generating and maintaining ongoing, profitable client demand for our service
Page 19 - Our global operations expose us to numerous and sometimes conflicting legal and regulatory requireme
Page 20 - We could be liable to our clients or others for damages, subject to criminal liability, fines or pen
Page 21 - Tax matters may have an adverse effect on our operations, effective tax rate and financial condition
Page 22 - N/A
Page 23 - If the transfer pricing arrangements we have among our subsidiaries are determined to be inappropria
Page 24 - We may face difficulties in providing end-to-end business solutions or delivering complex, large or
Page 25 - We may fail to attract and retain enough qualified employees to support our operations.
Page 26 - Currency exchange rate fluctuations in various currencies in which we do business, especially the In
Page 27 - Our senior leadership team is critical to our continued success and the loss of such personnel could
Page 28 - We often face a long selling cycle to secure a new contract as well as long implementation periods t
Page 29 - Our results of operations and share price could be adversely affected if we are unable to maintain e
Page 30 - We enter into long-term contracts and fixed price contracts with our clients. Our failure to price t
Page 31 - If we are unable to collect our receivables or unbilled services, our results of operations, financi
Page 32 - Our business could be materially and adversely affected if we do not protect our intellectual proper
Page 33 - Our delivery centers are at risk of damage from natural disasters and other disruptions.
Page 34 - If more stringent labor laws become applicable to us or if our employees unionize, our profitability
Page 35 - e.g.
Page 36 - We may not be able to realize the entire book value of goodwill and other intangible assets from acq
Page 37 - Risks Related to our Shares
Page 38 - The market price for our common shares has been and may continue to be volatile.
Page 39 - You may be unable to effect service of process or enforce judgments obtained in the United States or
Page 40 - PART II
Page 41 - Dividends
Page 42 - Item 7. Management s Discussion and Analysis of Financial Condition and Results of Operations
Page 43 - Net Revenues
Page 44 - Expenses
Page 45 - Selling, general and administrative expenses
Page 46 - Interest income (expense), net
Page 47 - Other taxes
Page 48 - N/A
Page 49 - Divestiture
Page 50 - Bookings
Page 51 - N/A
Page 52 - Accounts receivable
Page 53 - Derivative instruments and hedging activities
Page 54 - Employee benefit plans
Page 55 - Results of Operations
Page 56 - Fiscal Year Ended December 31, 2018 Compared to the Fiscal Year Ended December 31, 2017
Page 57 - Cost of revenuegross margin
Page 58 - Personnel expenses
Page 59 - Income from operations
Page 60 - Equity-method investment activity, net
Page 61 - Fiscal Year Ended December 31, 2017 Compared to the Fiscal Year Ended December 31, 2016
Page 62 - Cost of revenue
Page 63 - Selling, general and administrative expenses
Page 64 - Other operating (income) expense, net
Page 65 - Other income (expense), net.
Page 66 - Statement of financial position
Page 67 - Liquidity and Capital Resources
Page 68 - Cash flows from operating activities
Page 69 - Cash flows from financing activities
Page 70 - Goodwill Impairment Testing
Page 71 - Contractual Obligations
Page 72 - Interest rate risk
Page 73 - Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
Page 74 - Changes in internal control over financial reporting
Page 75 - Item 14. Principal Accounting Fees and Services
Page 76 - N/A
Page 77 - N/A
Page 78 - Item 16. Form 10-K Summary
Page 79 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 80 - Report of Independent Registered Public Accounting Firm
Page 81 - Report of Independent Registered Public Accounting Firm
Page 82 - Definition and Limitations of Internal Control Over Financial Reporting
Page 83 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 84 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 85 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 86 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 87 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 88 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 89 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 90 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 91 - 2. Summary of significant accounting policies (Continued)
Page 92 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 93 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 94 - GENPACT LIMITED AND ITS SUBSIDIARIES
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Page 155 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 156 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 157 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 158 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 159 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 160 - GENPACT LIMITED AND ITS SUBSIDIARIES
Page 161 - SIGNATURES
Subdocument 2 - EX-10.5 - EX-10.5
Page 1 - Exhibit 10.5
Page 2 - Terms and Conditions
Page 3 - Effect of Termination of Employment on the Option
Page 4 - Transferability
Page 5 - Severability
Page 6 - Entire Agreement
Page 7 - Additional Terms for Non-U.S. Participants
Page 8 - GENPACT LIMITED
Page 9 - ADDENDUM A TO THE SHARE OPTION AGREEMENT
Page 10 - Data Protection
Page 11 - in writing by contacting the Company but acknowledges that without the use of such data it may not b
Page 12 - ADDENDUM B to THE sHARE OPTION AGREEMENT
Page 13 - FRANCE
Page 14 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de EDM S de RL de CV
Page 15 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de Genpact Services LL
Page 16 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de Genpact (Mexico) I
Page 17 - Labor Law Policy and Acknowledgment for Employees of Genpact (Mexico) II LLC
Page 18 - SINGAPORE
Page 19 - SWITZERLAND
Page 20 - Employer NIC
Page 21 - OFFER TO AUSTRALIAN RESIDENT EMPLOYEES
Page 22 - RISKS OF ACQUIRING AND HOLDING SHARES
Subdocument 3 - EX-10.6 - EX-10.6
Page 1 - Exhibit 10.6
Page 2 - Limited Transferability
Page 3 - Sections 409A and 457A
Page 4 - Compliance with Laws and Regulations
Page 5 - Governing Law
Page 6 - Signature in Counterparts
Page 7 - IN WITNESS WHEREOF
Page 8 - ADDENDUM A TO THE RESTRICTED SHARE UNIT ISSUANCE AGREEMENT
Page 9 - Data Protection
Page 10 - possible exclusion of Participant from continued participation with respect to this Award or any fut
Page 11 - ADDENDUM B to THE restricted sHARE unit ISSUANCE AGREEMENT
Page 12 - CHINA
Page 13 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de EDM S de RL de CV
Page 14 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de Genpact Services LL
Page 15 - Labor Law Policy and Acknowledgment for Employees of Genpact (Mexico) I LLC
Page 16 - Labor Law Policy and Acknowledgment for Employees of Genpact (Mexico) II LLC
Page 17 - SINGAPORE
Page 18 - SWITZERLAND
Page 19 - Termination of Service
Page 20 - OFFER TO AUSTRALIAN RESIDENT EMPLOYEES
Page 21 - RISKS OF ACQUIRING AND HOLDING SHARES
Subdocument 4 - EX-10.7 - EX-10.7
Page 1 - Exhibit 10.7
Page 2 - Performance Vesting
Page 3 - Committee Discretion to Reduce or Eliminate Award
Page 4 - N/A
Page 5 - nolo contendere
Page 6 - Sections 409A and 457A
Page 7 - Compliance with Laws and Regulations
Page 8 - Construction
Page 9 - Imposition of Other Requirements
Page 10 - IN WITNESS WHEREOF
Page 11 - ADDENDUM A TO THE PERFORMANCE SHARE AWARD AGREEMENT
Page 12 - Data Protection
Page 13 - in a timely fashion or at all and this may be detrimental to Participant and may result in the possi
Page 14 - ADDENDUM B to THE PERFORMANCE sHARE AWARD AGREEMENT
Page 15 - Immediate Sale of Shares
Page 16 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de EDM S de RL de CV
Page 17 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de Genpact Services LL
Page 18 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de Genpact (Mexico) I
Page 19 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de Genpact (Mexico) II
Page 20 - Chief Executive Officer, Director Notification Requirement
Page 21 - SWITZERLAND
Page 22 - OFFER TO AUSTRALIAN RESIDENT EMPLOYEES
Page 23 - N/A
Subdocument 5 - EX-10.9 - EX-10.9
Page 1 - Exhibit 10.9
Page 2 - Terms and Conditions
Page 3 - Payment of Purchase Priceprovidedprovided
Page 4 - Determination of Termination of Employment
Page 5 - Notices
Page 6 - Entire Agreement
Page 7 - Imposition of Other Requirements
Page 8 - GENPACT LIMITED
Page 9 - ADDENDUM A TO THE SHARE OPTION AGREEMENT
Page 10 - Data Protection
Page 11 - the consents herein in writing by contacting the Company and that these rights are subject to legal
Page 12 - ADDENDUM B to THE sHARE OPTION AGREEMENT
Page 13 - FRANCE
Page 14 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de EDM S de RL de CV
Page 15 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de Genpact Services LL
Page 16 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de Genpact (Mexico) I
Page 17 - Labor Law Policy and Acknowledgment for Employees of Genpact (Mexico) II LLC
Page 18 - PORTUGAL
Page 19 - SWITZERLAND
Page 20 - Taxes
Page 21 - OFFER TO AUSTRALIAN RESIDENT EMPLOYEES
Page 22 - RISKS OF ACQUIRING AND HOLDING SHARES
Subdocument 6 - EX-10.10 - EX-10.10
Page 1 - Exhibit 10.10
Page 2 - Limited Transferability
Page 3 - Sections 409A and 457A
Page 4 - Compliance with Laws and Regulations
Page 5 - Governing Law
Page 6 - Participant Acceptance
Page 7 - GENPACT LIMITED
Page 8 - ADDENDUM A TO THE RESTRICTED SHARE UNIT ISSUANCE AGREEMENT
Page 9 - Data Protection
Page 10 - fashion or at all and this may be detrimental to Participant and may result in the possible exclusio
Page 11 - ADDENDUM B to THE restricted sHARE unit ISSUANCE AGREEMENT
Page 12 - CHINA
Page 13 - ISRAEL
Page 14 - MEXICO
Page 15 - Labor Law Policy and Acknowledgment for Employees of Genpact Services LLC
Page 16 - Labor Law Policy and Acknowledgment for Employees of Genpact (Mexico) I LLC
Page 17 - Labor Law Policy and Acknowledgment for Employees of Genpact (Mexico) II LLC
Page 18 - PORTUGAL
Page 19 - SPAIN
Page 20 - UNITED KINGDOM
Page 21 - OFFER TO AUSTRALIAN RESIDENT EMPLOYEES
Page 22 - RISKS OF ACQUIRING AND HOLDING SHARES
Subdocument 7 - EX-10.11 - EX-10.11
Page 1 - Exhibit 10.11
Page 2 - Performance Vesting
Page 3 - Committee Discretion to Reduce or Eliminate Award
Page 4 - N/A
Page 5 - nolo contendere
Page 6 - Sections 409A and 457A
Page 7 - Compliance with Laws and Regulations
Page 8 - Construction
Page 9 - Imposition of Other Requirements
Page 10 - IN WITNESS WHEREOF
Page 11 - ADDENDUM A TO THE PERFORMANCE SHARE AWARD AGREEMENT
Page 12 - Data Protection
Page 13 - possible exclusion of Participant from continued participation with respect to this Award or any fut
Page 14 - ADDENDUM B to THE PERFORMANCE sHARE AWARD AGREEMENT
Page 15 - SAFE Approval and Requirements
Page 16 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de EDM S de RL de CV
Page 17 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de Genpact Services LL
Page 18 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de Genpact (Mexico) I
Page 19 - Pol ticas bajo la Legislaci n Laboral y aceptaci n por parte de los empleados de Genpact (Mexico) II
Page 20 - REGULATION CODE. ANY FUTURE OFFER OR SALE THEREOF IS SUBJECT TO REGISTRATION REQUIREMENTS UNDER THE
Page 21 - SWITZERLAND
Page 22 - Employer NIC
Page 23 - OFFER TO AUSTRALIAN RESIDENT EMPLOYEES
Page 24 - N/A
Subdocument 8 - EX-10.26 - EX-10.26
Page 1 - Exhibit 10.26
Page 2 - Section 9.02(b)(vii)
Page 3 - Amendment to Credit Agreement
Page 4 - Assignment and Amendment Effective Date
Page 5 - Reaffirmation of Guarantors.
Page 6 - /s/ Thomas D. Scholtes
Page 7 - /s/ Thomas D. Scholtes
Page 8 - /s/ Thomas D. Scholtes
Page 9 - /s/ Lucinda Full
Page 10 - /s/ Thomas D. Scholtes
Page 11 - /s/ Kyle R. Holtz
Page 12 - LENDER
Page 13 - LENDER
Page 14 - LENDER
Page 15 - LENDER
Page 16 - LENDER
Page 17 - LENDER
Page 18 - /s/ Phil Adresen
Page 19 - LENDER
Page 20 - /s/ Kuang Wei Chang
Page 21 - /s/ Raymond Ventura
Page 22 - LENDER
Page 23 - LENDER
Page 24 - LENDER
Page 25 - LENDER
Page 26 - LENDER
Subdocument 9 - EX-21.1 - EX-21.1
Page 1 - Exhibit 21.1
Page 2 - N/A
Page 3 - N/A
Subdocument 10 - EX-23.1 - EX-23.1
Page 1 - N/A
Subdocument 11 - EX-31.1 - EX-31.1
Page 1 - N/A
Subdocument 12 - EX-31.2 - EX-31.2
Page 1 - N/A
Subdocument 13 - EX-32.1 - EX-32.1
Page 1 - N/A
Subdocument 14 - EX-32.2 - EX-32.2
Page 1 - N/A
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